Notification regarding unquoted securities - IBX
Released
Released
Announcement PDF
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
IMAGION BIOSYSTEMS LIMITED
Date of this announcement
Wednesday September 20, 2023
The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being
quoted on ASX until the restriction ends
Total number of +securities to be issued/transferred
ASX +security
code
New class - code
to be confirmed
Security description
Unlisted Options $0.016 Exp 30Sep28 to 28Feb29
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
1/9
Total number of
+securities to be
issued/transferred
Issue date
3,000,000
13/09/2023
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
IMAGION BIOSYSTEMS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ACN
616305027
1.3 ASX issuer code
IBX
1.4 The announcement is
New announcement
1.5 Date of this announcement
20/9/2023
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being
quoted on ASX until the restriction ends
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
New +securities issued under an +employee incentive scheme
ASX +security code
+Security description
New class - code to be confirmed
Unlisted Options $0.016 Exp 30Sep28 to 28Feb29
+Security type
ISIN code
Options
Date the +securities the subject of this notification were issued
13/9/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
Yes
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://investorhub.imagionbiosystems.com/announcements/4350187
Options Details
+Security currency
Exercise price
Expiry date
AUD - Australian Dollar
AUD 0.01600000
28/2/2029
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
IBX Ordinary Shares
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://investorhub.imagionbiosystems.com/announcements/4350187
Any other information the entity wishes to provide about the +securities the subject of this notification
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
Number of +securities
3,000,000
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
+securities on issue
ASX +security code and description
IBX : ORDINARY FULLY PAID
1,305,766,572
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
+securities on issue
ASX +security code and description
IBXAAU : OPTION EXPIRING 25-AUG-2026 EX $0.0225
46,583,851
IBXAAQ : CONVERTIBLE NOTES
3,550,000
IBXAAR : OPTION EXPIRING 20-MAR-2026 EX $0.0374
14,138,956
IBXAAO : OPTIONS EXPIRING VARIOUS DATES EX $0.029
3,000,000
IBXAAD : OPTION EXPIRING 30-NOV-2026 EX $0.14
1,000,000
IBXAAE : OPTION EXPIRING 30-NOV-2027 EX $0.14
1,000,000
IBXAAF : OPTION EXPIRING 30-NOV-2028 EX $0.14
1,000,000
IBXAW : OPTION EXPIRING 24-JUN-2024 EX $0.028
2,050,000
IBXAX : OPTION EXPIRING 22-AUG-2024 EX $0.06
300,000
IBXAAK : OPTION EXPIRING VARIOUS DATES EX $0.0679
666,668
IBXAY : OPTION EXPIRING 07-OCT-2024 EX $0.06
200,000
IBXAZ : OPTION EXPIRING 20-SEP-2024 EX $0.06
100,000
IBXAAA : OPTION EXPIRING 01-MAY-2026 EX $0.028
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
3,250,000
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
IBXAAB : OPTION EXPIRING 01-MAY-2027 EX $0.028
3,250,000
IBXAAC : OPTION EXPIRING 01-MAY-2028 EX $0.028
2,000,000
IBXAE : PERFORMANCE RIGHTS
5,000,000
IBXAAM : OPTION EXPIRING VARIOUS DATES EX $0.042
1,571,000
IBXAAL : OPTION EXPIRING VARIOUS DATES EX $0.058
2,000,000
IBXAF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
34,539,888
IBXAAN : OPTION EXPIRING 30-SEP-2030 EX $0.034
2,000,000
IBXAAG : OPTION EXPIRING 31-MAY-2029 EX $0.115
200,000
IBXAAI : OPTION EXPIRING VARIOUS DATES EX $0.0872
1,500,000
IBXAAJ : PERFORMANCE RIGHTS FY21
9,000,000
IBXAAH : PERFORMANCE OPTION EXPIRING VAR DATES EX $0.0872
6,000,000
IBXAAT : OPTION EXPIRING 26-MAY-2026 EX $0.0374
27,995,876
IBXAAS : OPTION EXPIRING VARIOUS DATES EX $0.019
2,900,000
New class - code to be confirmed : Unlisted Options $0.016 Exp 30Sep28 to 28Feb29
3,000,000
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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