Change of Director's Interest Notices - RP and BM
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Released
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Appendix 3Y
Change of Director’s Interest Notice
Appendix 3Y
Rule 3.19A.2
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Imagion Biosystems Limited
ABN
42 616 305 027
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Robert Romeo Proulx
Date of last notice
13 December 2024
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
N/A
Date of change
10 July 2025
Note: Provide details of the circumstances giving rise to the relevant
interest.
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
Class
1. 1,404,082 Ordinary Shares
2. 50,000 Unlisted Performance Options,
exercisable at $1.12, vesting on 1 May
2022, expiring 1 May 2026.
3. 50,000 Unlisted Performance Options,
exercisable at $1.12, vesting on 1 May
2022, expiring 1 May 2027.
4. 50,000 Unlisted Performance Options,
exercisable at $1.12, vesting on 1 May
2023, expiring 1 May 2028.
5. 2,000,000 Unlisted Performance Rights,
expiring 22 August 2028, comprising of:
(a) 600,000 Class A (Share price of at
least $0.10 over 20 consecutive trading
days);
(b) 600,000 Class B (Market
capitalisation of at least $7.5 million
over 20 consecutive trading days); and
(c) 800, 000 Class C (Market
capitalisation of at least $12.5 million
over 20 consecutive trading days).
6. 625,000 Options, exercisable at $0.04 (4
cents), expiring 13 December 2027.
Unlisted Options
Number acquired
2,000,000 Unlisted Options
Number disposed
N/A
Value/Consideration
Nil
No. of securities held prior to change
Note: If consideration is non-cash, provide details and estimated
valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change
1. 1,404,082 Ordinary Shares
2. 50,000 Unlisted Performance Options,
exercisable at $1.12, vesting on 1 May
2022, expiring 1 May 2026.
3. 50,000 Unlisted Performance Options,
exercisable at $1.12, vesting on 1 May
2022, expiring 1 May 2027.
4. 50,000 Unlisted Performance Options,
exercisable at $1.12, vesting on 1 May
2023, expiring 1 May 2028.
5. 2,000,000 Unlisted Performance Rights
(expiring 22 August 2028), comprising of:
(a) 600,000 Class A (Share price of
at least $0.10 (10 cents) over 20
consecutive trading days);
(b) 600,000 Class B (Market
capitalisation of at least $7.5
million over 20 consecutive
trading days);
(c) 800, 000 Class C (Market
capitalisation of at least $12.5
million over 20 consecutive
trading days).
6. 625,000 Options, exercisable at $0.04 (4
cents), expiring 13 December 2027.
7. 2,000,000 Unlisted Options, exercisable
at $0.012 (1.2 cents), expiring 29 May
2030, comprising of:
(a) 400,000 Options vesting on
submission of MagSense@ HER2
IND for Phase 2 study (or
equivalent regulatory
submission for another
jurisdiction);
(b) 400,000 Options vesting on first
patient dosed in a Phase 2 study;
(c) 1,000,000 Options vesting on
completion of a Phase 2 study;
and
(d) 200,000 Options vesting on
submission of an IND (or like
regulatory approval) for a
second imaging agent.
Nature of change
Issue of Unlisted Options which were
approved by Shareholders at the Company’s
Annual General Meeting held on 30 May
2025.
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder
(if issued securities)
N/A
Date of change
N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed N/A
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
Appendix 3Y
Rule 3.19A.2
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
Imagion Biosystems Limited
ABN
42 616 305 027
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
Brett Mitchell
Date of last notice
13 December 2024
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
1. Mr Brett Mitchell and Mrs Michelle
Mitchell <Lefthanders Super Fund A/C>
(Trustee and Beneficiary)
Note: Provide details of the circumstances giving rise to the relevant
interest.
2. Mr Brett Mitchell and Mrs Michelle
Mitchell <Mitchell Spring Family A/C>
(Trustee and Beneficiary)
Date of change
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
10 July 2025
Appendix 3Y
Change of Director’s Interest Notice
Class
1. 4,270,908 Ordinary Shares
2. 625,000 Unlisted Performance Rights
(expiring 22 August 2028), comprising of:
(a) 187,500 Class A (Share price of at
least $0.10 (10 cents) over 20
consecutive trading days);
(b) 187,500 Class B (Market
capitalisation of at least $7.5 million
over 20 consecutive trading days);
and
(c) 250, 000 Class C (Market
capitalisation of at least $12.5
million over 20 consecutive trading
days).
3. 625,000 Unlisted Performance Rights
(expiring 22 August 2028), comprising of:
(a) 187,500 Class A (Share price of at
least $0.10 (10 cents) over 20
consecutive trading days);
(b) 187,500 Class B (Market
capitalisation of at least $7.5 million
over 20 consecutive trading days);
and
(c) 250, 000 Class C (Market
capitalisation of at least $12.5
million over 20 consecutive trading
days).
Unlisted Options
Number acquired
2,000,000 Unlisted Options
Number disposed
N/A
Value/Consideration
Nil
No. of securities held prior to change
Note: If consideration is non-cash, provide details and estimated
valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after change
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue
of securities under dividend reinvestment plan, participation in buyback
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
1.
2.
4,270,908 Ordinary Shares
625,000 Unlisted Performance Rights
(expiring 22 August 2028), comprising
of:
(a) 187,500 Class A (Share price of
at least $0.10 (10 cents) over 20
consecutive trading days);
(b) 187,500 Class B (Market
capitalisation of at least $7.5
million over 20 consecutive
trading days); and
(c) 250, 000 Class C (Market
capitalisation of at least $12.5
million over 20 consecutive
trading days).
3. 625,000 Unlisted Performance Rights
(expiring 22 August 2028), comprising
of:
(a) 187,500 Class A (Share price of
at least $0.10 (10 cents) over 20
consecutive trading days);
(b) 187,500 Class B (Market
capitalisation of at least $7.5
million over 20 consecutive
trading days); and
(c) 250, 000 Class C (Market
capitalisation of at least $12.5
million over 20 consecutive
trading days).
4. 2,000,000 Unlisted Options,
exercisable at $0.019 (1.9 cents),
expiring 29 May 2028, comprising of:
(a) 666,667 Options vesting on the
issue date;
(b) 666,667 Options vesting one year
from the issue date; and
(c) 666,666 Options vesting on the
second anniversary of the issue
date.
Issue of Unlisted Options which were
approved by Shareholders at the Company’s
Annual General Meeting held on 30 May
2025.
Appendix 3Y
Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder
(if issued securities)
N/A
Date of change
N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed N/A
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
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