Notification regarding unquoted securities - IBX
Released
Released
Announcement PDF
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
IMAGION BIOSYSTEMS LIMITED
Date of this announcement
Friday December 22, 2023
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
ASX +security
code
New class - code
to be confirmed
Security description
187,500 CEO options ex 0.4041 exp Dec-33
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
1/9
Total number of
+securities to be
issued/transferred
Issue date
187,500
20/12/2023
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
IMAGION BIOSYSTEMS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ACN
616305027
1.3 ASX issuer code
IBX
1.4 The announcement is
New announcement
1.5 Date of this announcement
22/12/2023
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
ASX +security code
+Security description
New class - code to be confirmed
187,500 CEO options ex 0.4041 exp Dec-33
+Security type
ISIN code
Options
Date the +securities the subject of this notification were issued
20/12/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP
Name of registered holder
Number of +securities
Dr. Isaac Bright
Dr. Isaac Bright
187,500
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
Yes
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02724783-3A628237
Options Details
+Security currency
Exercise price
Expiry date
AUD - Australian Dollar
AUD 0.40410000
20/12/2033
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
IBX: Ordinary Shares
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
Notification of Issue, Conversion or Payment up of Unquoted
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Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02657236-3A616940
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
187,500
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
+securities on issue
ASX +security code and description
IBX : ORDINARY FULLY PAID
32,646,551
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
+securities on issue
ASX +security code and description
IBXAAV : OPTION EXPIRING 28-FEB-2029 EX $0.64
75,000
IBXAAU : OPTION EXPIRING 25-AUG-2026 EX $0.90
1,164,597
IBXAAQ : CONVERTIBLE NOTES
3,550,000
IBXAAR : OPTION EXPIRING 20-MAR-2026 EX $1.496
353,474
IBXAAO : OPTIONS EXPIRING VARIOUS DATES EX $1.16
31,598
IBXAAD : OPTION EXPIRING 30-NOV-2026 EX $5.60
25,000
IBXAAE : OPTION EXPIRING 30-NOV-2027 EX $5.60
25,000
IBXAAF : OPTION EXPIRING 30-NOV-2028 EX $5.60
25,000
IBXAW : OPTION EXPIRING 24-JUN-2024 EX $1.12
51,250
IBXAX : OPTION EXPIRING 22-AUG-2024 EX $2.40
7,500
IBXAAK : OPTION EXPIRING VARIOUS DATES EX $2.716
7,292
IBXAY : OPTION EXPIRING 07-OCT-2024 EX $2.40
5,000
IBXAZ : OPTION EXPIRING 20-SEP-2024 EX $2.40
2,500
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
IBXAAA : OPTION EXPIRING 01-MAY-2026 EX $1.12
81,250
IBXAAB : OPTION EXPIRING 01-MAY-2027 EX $1.12
81,250
IBXAAC : OPTION EXPIRING 01-MAY-2028 EX $1.12
50,000
IBXAAM : OPTION EXPIRING VARIOUS DATES EX $1.68
39,275
IBXAAL : OPTION EXPIRING VARIOUS DATES EX $2.32
50,000
IBXAF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
863,497
IBXAAN : OPTION EXPIRING 30-SEP-2030 EX $1.36
50,000
IBXAAG : OPTION EXPIRING 31-MAY-2029 EX $4.60
5,000
IBXAAI : OPTION EXPIRING VARIOUS DATES EX $3.488
23,959
IBXAAJ : PERFORMANCE RIGHTS FY21
25,000
IBXAAH : PERFORMANCE OPTION EXPIRING VAR DATES EX $3.488
100,000
IBXAAT : OPTION EXPIRING 26-MAY-2026 EX $1.496
699,897
IBXAAS : OPTION EXPIRING VARIOUS DATES EX $0.76
72,500
New class - code to be confirmed : 187,500 CEO options ex 0.4041 exp Dec-33
187,500
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
Yes
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
13/11/2023
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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